The Federalist #82
The Federalist No. 82
The Judiciary Continued
Independent Journal Wednesday, July 2, 1788 [Alexander
Hamilton]
To the People of the State of New York:
THE
erection of a new government, whatever care or wisdom may distinguish the work,
cannot fail to originate questions of intricacy and nicety; and these may, in a
particular manner, be expected to flow from the establishment of a constitution
founded upon the total or partial incorporation of a number of distinct
sovereignties. 'Tis time only that can mature and perfect so compound a system,
can liquidate the meaning of all the parts, and can adjust them to each other in
a harmonious and consistent WHOLE.
Such questions, accordingly, have arisen upon the plan
proposed by the convention, and particularly concerning the judiciary
department. The principal of these respect the situation of the State courts in
regard to those causes which are to be submitted to federal jurisdiction. Is
this to be exclusive, or are those courts to possess a concurrent jurisdiction?
If the latter, in what relation will they stand to the national tribunals? These
are inquiries which we meet with in the mouths of men of sense, and which are
certainly entitled to attention.
The principles established in a former paper1 teach us that the States
will retain all
pre-existing authorities which may not be exclusively delegated to the
federal head; and that this exclusive delegation can only exist in one of three
cases: where an exclusive authority is, in express terms, granted to the Union;
or where a particular authority is granted to the Union, and the exercise of a
like authority is prohibited to the States; or where an authority is granted to
the Union, with which a similar authority in the States would be utterly
incompatible. Though these principles may not apply with the same force to the
judiciary as to the legislative power, yet I am inclined to think that they are,
in the main, just with respect to the former, as well as the latter. And under
this impression, I shall lay it down as a rule, that the State courts will retain
the jurisdiction they now have, unless it appears to be taken away in one of the
enumerated modes.
The only thing in the proposed Constitution, which wears
the appearance of confining the causes of federal cognizance to the federal
courts, is contained in this passage: "THE JUDICIAL POWER
of the United States
shall be vested in one Supreme Court, and in such inferior
courts as the Congress shall from time to time ordain and establish." This
might either be construed to signify, that the supreme and subordinate courts of
the Union should alone have the power of deciding those causes to which their
authority is to extend; or simply to denote, that the organs of the national
judiciary should be one Supreme Court, and as many subordinate courts as
Congress should think proper to appoint; or in other words, that the United
States should exercise the judicial power with which they are to be invested,
through one supreme tribunal, and a certain number of inferior ones, to be
instituted by them. The first excludes, the last admits, the concurrent
jurisdiction of the State tribunals; and as the first would amount to an
alienation of State power by implication, the last appears to me the most
natural and the most defensible construction.
But this doctrine of concurrent jurisdiction is only
clearly applicable to those descriptions of causes of which the State courts
have previous cognizance. It is not equally evident in relation to cases which
may grow out of, and be
peculiar to, the Constitution to be established; for not to allow the
State courts a right of jurisdiction in such cases, can hardly be considered as
the abridgment of a pre-existing authority. I mean not therefore to contend that
the United States, in the course of legislation upon the objects intrusted to
their direction, may not commit the decision of causes arising upon a particular
regulation to the federal courts solely, if such a measure should be deemed
expedient; but I hold that the State courts will be divested of no part of their
primitive jurisdiction, further than may relate to an appeal; and I am even of
opinion that in every case in which they were not expressly excluded by the
future acts of the national legislature, they will of course take cognizance of
the causes to which those acts may give birth. This I infer from the nature of
judiciary power, and from the general genius of the system. The judiciary power
of every government looks beyond its own local or municipal laws, and in civil
cases lays hold of all subjects of litigation between parties within its
jurisdiction, though the causes of dispute are relative to the laws of the most
distant part of the globe. Those of Japan, not less than of New York, may
furnish the objects of legal discussion to our courts. When in addition to this
we consider the State governments and the national governments, as they truly
are, in the light of kindred systems, and as parts of ONE WHOLE,
the inference seems to be conclusive, that the State courts would have a
concurrent jurisdiction in all cases arising under the laws of the Union, where
it was not expressly prohibited.
Here another question occurs: What relation would subsist
between the national and State courts in these instances of concurrent
jurisdiction? I answer, that an appeal would certainly lie from the latter, to
the Supreme Court of the United States. The Constitution in direct terms gives
an appellate jurisdiction to the Supreme Court in all the enumerated cases of
federal cognizance in which it is not to have an original one, without a single
expression to confine its operation to the inferior federal courts. The objects
of appeal, not the tribunals from which it is to be made, are alone
contemplated. From this circumstance, and from the reason of the thing, it ought
to be construed to extend to the State tribunals. Either this must be the case,
or the local courts must be excluded from a concurrent jurisdiction in matters
of national concern, else the judiciary authority of the Union may be eluded at
the pleasure of every plaintiff or prosecutor. Neither of these consequences
ought, without evident necessity, to be involved; the latter would be entirely
inadmissible, as it would defeat some of the most important and avowed purposes
of the proposed government, and would essentially embarrass its measures. Nor do
I perceive any foundation for such a supposition. Agreeably to the remark
already made, the national and State systems are to be regarded as
ONE WHOLE. The courts of the latter will of course be
natural auxiliaries to the execution of the laws of the Union, and an appeal
from them will as naturally lie to that tribunal which is destined to unite and
assimilate the principles of national justice and the rules of national
decisions. The evident aim of the plan of the convention is, that all the causes
of the specified classes shall, for weighty public reasons, receive their
original or final determination in the courts of the Union. To confine,
therefore, the general expressions giving appellate jurisdiction to the Supreme
Court, to appeals from the subordinate federal courts, instead of allowing their
extension to the State courts, would be to abridge the latitude of the terms, in
subversion of the intent, contrary to every sound rule of interpretation.
But could an appeal be made to lie from the State courts
to the subordinate federal judicatories? This is another of the questions which
have been raised, and of greater difficulty than the former. The following
considerations countenance the affirmative. The plan of the convention, in the
first place, authorizes the national legislature "to constitute tribunals
inferior to the Supreme Court."2
It declares, in the next place, that "the JUDICIAL POWER
of the United States shall be vested in one Supreme Court, and in such
inferior courts as Congress shall ordain and establish"; and it then
proceeds to enumerate the cases to which this judicial power shall extend. It
afterwards divides the jurisdiction of the Supreme Court into original and
appellate, but gives no definition of that of the subordinate courts. The only
outlines described for them, are that they shall be "inferior to the
Supreme Court," and that they shall not exceed the specified limits of the
federal judiciary. Whether their authority shall be original or appellate, or
both, is not declared. All this seems to be left to the discretion of the
legislature. And this being the case, I perceive at present no impediment to the
establishment of an appeal from the State courts to the subordinate national
tribunals; and many advantages attending the power of doing it may be imagined.
It would diminish the motives to the multiplication of federal courts, and would
admit of arrangements calculated to contract the appellate jurisdiction of the
Supreme Court. The State tribunals may then be left with a more entire charge of
federal causes; and appeals, in most cases in which they may be deemed proper,
instead of being carried to the Supreme Court, may be made to lie from the State
courts to district courts of the Union.
PUBLIUS
1. No. 31.
2. Sec. 8, Art. 1.
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