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The Anti-Federalist Papers, No.'s 61 - 70
Antifederalist No. 61
Questions and Comments on the Constitutional Provisions Regarding the
Election of Congressmen
. . . . It is well observed by Montesquieu, that in republican governments
the forms of elections are fundamental; and that it is an essential part
of the social compact, to ascertain by whom, to whom, when, and in what manner,
suffrages are to be given. Wherever we find the regulation of elections have
not been carefully fixed by the constitution, or the principles of them,
we constantly see new legislatures modifying . . . [their] own form, and
changing the spirit of the government to answer partial purposes.
By the proposed plan it is -fixed, that the qualifications of the electors
of the federal representatives shall be the same as those of the electors
of state representatives; though these vary some in the several states the
electors are fixed and designated.
The qualifications of the representatives are also fixed and designated,
and no person under 25 years of age, not an inhabitant of the state, and
not having been seven years a citizen of the United States, can be elected.
The clear inference is, that all persons 25 years of age, and upwards,
inhabitants of the state, and having been, at any period or periods, seven
years citizens of the United States, may be elected representatives. They
have a right to be elected by the constitution, and the electors have a right
to choose them. This is fixing the federal representation, as to the elected,
on a very broad basis. It can be no objection to the elected, that they are
Christians, Pagans, Mahometans, or Jews; that they are of any color, rich
or poor, convict or not. Hence many men may be elected, who cannot be electors.
Gentlemen who have commented so largely upon the wisdom of the constitution,
for excluding from being elected young men under a certain age, would have
done well to have recollected, that it positively makes pagans, convicts,
etc., eligible. The people make the constitution; they exclude a few persons,
by certain descriptions, from being elected, and all not thus excluded are
clearly admitted. Now a man 25 years old, an inhabitant of the state, and
having been a citizen of the states seven years, though afterwards convicted,
may be elected, because not within any of the excluding clauses; the same
of a beggar, an absentee, etc.
The right of the electors, and eligibility of the elected, being fixed by
the people, they cannot be narrowed by the state legislatures, or congress.
It is established, that a man being (among other qualifications) an inhabitant
of the state, shall be eligible. Now it would be narrowing the right of the
people to confine them in their choice to a man, an inhabitant of a particular
county or district in the state. Hence it follows, that neither the state
legislatures nor congress can establish district elections; that is, divide
the state into districts, and confine the electors of each district to the
choice of a man resident in it. If the electors could be thus limited in
one respect, they might in another be confined to choose a man of a particular
religion, of certain property, etc., and thereby half of the persons made
eligible by the constitution be excluded. All laws, therefore, for regulating
elections must be made on the broad basis of the constitution.
Next, we may observe, that representatives are to be chosen by the people
of the state. What is a choice by the people of the state? If each given
district in it choose one, will that be a choice within the meaning of the
constitution? Must the choice be by plurality of votes, or a majority? In
connection with these questions, we must take the 4th Sect., Art I., where
it is said the state legislatures shall prescribe the times, places, and
manner of holding elections; but congress may make or alter such regulations.
By this clause, I suppose, the electors of different towns and districts
in the state may be assembled in different places, to give their votes; but
when so assembled, by another clause they cannot, by congress or the state
legislatures, be restrained from giving their votes for any man an inhabitant
of the state, and qualified as to age, and having been a citizen the time
required. But I see nothing in the constitution by which to decide, whether
the choice shall be by a plurality or a majority of votes. This, in my mind,
is by far the most important question in the business of elections. When
we say a representative shall be chosen by the people, it seems to imply
that he shall be chosen by a majority of them; but states which use the same
phraseology in this respect, practice both ways. I believe a majority of
the states choose by pluralities; and, I think it probable, that the federal
house of representatives will decide that a choice of its members by pluralities
is constitutional. A man who has the most votes is chosen in Great Britain.
It is this, among other things, that gives every man fair play in the game
of influence and corruption. I believe that not much stress was laid upon
the objection that congress may assemble the electors at some out of the
way place. However, the advocates seem to think they obtain a victory of
no small glory and importance, when they can show, with some degree of color,
that the evil is rather a possibility than a probability. . .
It is easy to perceive that there is an essential difference between elections
by pluralities and by majorities, between choosing a man in a small or limited
district, and choosing a number of men promiscuously by the people of a large
state. And while we are almost secure of judicious unbiased elections by
majorities in such districts, we have no security against deceptions, influence
and corruption in states or large districts in electing by pluralities. When
a choice is made by a plurality of votes, it is often made by a very small
part of the electors, who attend and give their votes; when by a majority,
never by so few as one half of them. The partialities and improprieties attending
the former mode may be illustrated by a case that lately happened in one
of the middle states. Several representatives were to be chosen by a large
number of inhabitants compactly settled, among whom there were four or five
thousand voters. Previous to the time of election a number of lists of candidates
were published, to divide and distract the voters in general. About half
a dozen men of some influence, who had a favorite list to carry, met several
times, fixed their list, and agreed to hand it about among all who could
probably be induced to adopt it, and to circulate the other lists among their
opponents, to divide them. The poll was opened, and several hundred electors,
suspecting nothing, attended and put in their votes. The list of the half
dozen was carried, and men were found to be chosen, some of whom were very
disagreeable to a large majority of the electors. Though several hundred
electors voted, men on that list were chosen who had only 45, 43, 44, etc.,
votes each. They had a plurality, that is, more than any other persons. The
votes generally were scattered, and those who made even a feeble combination
succeeded in placing highest upon the list several very unthought of and
very unpopular men. This evil never could have happened in a town where all
the voters meet in one place, and consider no man as elected unless he have
a majority, or more than half of all the votes. Clear it is, that the man
on whom thus but a small part of the votes are bestowed cannot possess the
confidence of the people, or have any considerable degree of influence over
them. But as partial, as liable to secret influence, and corruption as the
choice by pluralities may be, I think, we cannot avoid it, without essentially
increasing the federal representation, and adopting the principle of district
elections. There is but one case in which the choice by the majority is
practicable, and that is, where districts are formed of such moderate extent
that the electors in each can conveniently meet in one place, and at one
time, and proceed to the choice of a representative; when, if no man have
a majority or more than half of all the votes the first time, the voters
may examine the characters of those brought forward, accommodate, and proceed
to repeat their votes till some one shall have that majority. This, I believe,
cannot be a case under the constitution proposed in its present form. To
explain my ideas, take Massachusetts, for instance. She is entitled to eight
representatives. She has 370,000 inhabitants, about 46,000 to one representative.
If the elections be so held that the electors throughout the state meet in
their several towns or places, and each elector puts in his vote for eight
representatives, the votes of the electors will ninety-nine times in a hundred,
be so scattered that on collecting the votes from the several towns or places,
no men will be found, each of whom have a majority of the votes, and therefore
the election will not be made .... I might add many other observations to
evince the superiority and solid advantages of proper district elections,
and a choice by a majority, and to prove that many evils attend the contrary
practice. These evils we must encounter as the constitution now stands. I
see no way to fix elections on a proper footing, and to render tolerably
equal and secure the federal representation, but by increasing the
representation, so as to have one representative for each district in which
the electors may conveniently meet in one place, and at one time, and choose
by a majority. Perhaps this might be effected pretty generally, by fixing
one representative for each twelve thousand inhabitants; dividing, or fixing
the principles for dividing the states into proper districts; and directing
the electors of each district to the choice, by a majority, of some men having
a permanent interest and residence in it. I speak of a representation tolerably
equal, etc., because I am still of opinion, that it is impracticable in this
extensive country to have a federal representation sufficiently democratic,
or substantially drawn from the body of the people. The principles just mentioned
may be the best practical ones we can expect to establish. By thus increasing
the representation we not only make it more democratical and secure, strengthen
the confidence of the people in it, and thereby render it more nervous and
energetic; but it will also enable the people essentially to change, for
the better, the principles and forms of elections. To provide for the people's
wandering throughout the state for a representative may sometimes enable
them to elect a more brilliant or an abler man, than by confining them to
districts; but generally this latitude will be used to pernicious purposes,
especially connected with the choice by plurality-when a man in the remote
part of the state, perhaps obnoxious at home, but ambitious and intriguing,
may be chosen to represent the people in another part of the state far distant,
and by a small part of them, or by a faction, or by a combination of some
particular description of men among them. This has been long the case in
Great Britain; it is the case in several states; nor do I think that such
pernicious practices will be merely possible in our federal concerns, but
highly probable. By establishing district elections, we exclude none of the
best men from being elected; and we fix what, in my mind, is of far more
importance than brilliant talents-I mean a sameness, as to residence and
interests, between the representative and his constituents. And by the election
by a majority, he is sure to be the man, the choice of more than half of
them....
THE FEDERAL FARMER
Antifederalist No. 62
On the Organization and Powers of the Senate - Part I
Taken from the 16th essay of "Brutus" from The New York Journal of April
10, 1788.
The following things may be observed with respect to the constitution of
the Senate.
1st. They are to be elected by the legislatures of the States and not by
the people, and each State is to be represented by an equal number.
2d. They are to serve for six years, except that one third of those first
chosen are to go out of office at the expiration of two years, one third
at the expiration of four years, and one third at the expiration of six years,
after which this rotation is to be preserved, but still every member will
serve for the term of six years.
3d. If vacancies happen by resignation or otherwise, during the recess of
the legislature of any State, the executive is authorised to make temporary
appointments until the next meeting of the legislature.
4. No person can be a senator who had not arrived to the age of thirty years,
been nine years a citizen of the United States, and who is not at the time
he is elected an inhabitant of the State for which he is elected.
The apportionment of members of the Senate among the States is not according
to numbers, or the importance of the States, but is equal. This, on the plan
of a consolidated government, is unequal and improper; but is proper on the
system of confederation - on this principle I approve of it. It is indeed
the only feature of any importance in the constitution of a confederated
government. It was obtained after a vigorous struggle of that part of the
Convention who were in favor of preserving the state governments. It is to
be regretted that they were not able to have infused other principles into
the plan, to have secured the government of the respective states, and to
have marked with sufficient precision the line between them and the general
government.
The term for which the senate are to be chosen, is in my judgment too long,
and no provision being made for a rotation will, I conceive, be of dangerous
consequence.
It is difficult to fix the precise period for which the senate should be
chosen. It is a matter of opinion, and our sentiments on the matter must
be formed, by attending to certain principles. Some of the duties which are
to be performed by the Senate, seem evidently to point out the propriety
of their term of service being extended beyond the period of that of the
assembly. Besides, as they are designed to represent the aristocracy of the
country, it seems fit they should possess more stability, and so continue
a longer period then that branch who represent the democracy. The business
of making treaties and some other which it will be proper to commit to the
senate, requires that they should have experience, and therefore that they
should remain some time in office to acquire it. But still it is of equal
importance that they should not be so long in office as to be likely to forget
the hand that formed them, or be insensible of their interests. Men long
in office are very apt to feel themselves independent; to form and pursue
interests separate from those who appointed them. And this is more likely
to be the case with the senate, as they will for the most part of the time
be absent from the state they represent, and associate with such company
as will possess very little of the feelings of the middling class of people.
For it is to be remembered that there is to be a federal city, and the
inhabitants of it will be the great and the mighty of the earth. For these
reasons I would shorten the term of their service to four years. Six years
is a long period for a man to be absent from his home; it would have a tendency
to wean him from his constituents.
A rotation in the senate would also in my opinion be of great use. It is
probable that senators once chosen for a state will, as the system now stands,
continue in office for life. The office will be honorable if not lucrative.
The persons who occupy it will probably wish to continue in it, and therefore
use all their influence and that of their friends to continue in office.
Their friends will be numerous and powerful, for they will have it in their
power to confer great favors-, besides it will before long be considered
as disgraceful not to be reelected. It will therefore be considered as a
matter of delicacy to the character of the senator not to return him again.
Everybody acquainted with public affairs knows how difficult it is to remove
from office a person who is long been in it. It is seldom done except in
cases of gross misconduct. It is rare that want of competent ability procures
it. To prevent this inconvenience I conceive it would be wise to determine,
that a senator should not be eligible after he had served for the period
assigned by the constitution for a certain number of years; perhaps three
would be sufficient. A further benefit would be derived from such an arrangement;
it would give opportunity to bring forward a greater number of men to serve
their country, and would return those, who had served, to their state, and
afford them the advantage of becoming better acquainted with the condition
and politics of their constituents. It further appears to me proper, that
the legislatures should retain the right which they now hold under the
confederation, of recalling their members. It seems an evident dictate of
reason that when a person authorises another to do a piece of business for
him, he should retain the power to displace him, when he does not conduct
according to his pleasure. This power in the state legislatures, under
confederation, has not been exercised to the injury of the government, nor
do I see any danger of its being so exercised under the new system. It may
operate much to the public benefit.
These brief remarks are all I shall make on the organization of the senate.
The powers with which they are invested will require a more minute investigation.
This body will possess a strange mixture of legislative, executive, and judicial
powers, which in my opinion will in some cases clash with each other.
1. They are one branch of the legislature, and in this respect will possess
equal powers in all cases with the house of representatives; for I consider
the clause which gives the house of representatives the right of originating
bills for raising a revenue as merely nominal, seeing the senate . . . [has
the power] to propose or concur with amendments.
2. They are a branch of the executive in the appointment of ambassadors and
public ministers, and in the appointment of all other officers, not otherwise
provided for. Whether the forming of treaties, in which they are joined with
the president, appertains to the legislative or the executive part of the
government, or to neither, is not material.
3. They are a part of the judicial, for they form the court of impeachments.
It has been a long established maxim, that the legislative, executive and
judicial departments in government should be kept distinct. It is said, I
know, that this cannot be done. And therefore that this maxim is not just,
or at least that it should only extend to certain leading features in a
government. I admit that this distinction cannot be perfectly preserved.
In a due balanced government, it is perhaps absolutely necessary to give
the executive qualified legislative powers, and the legislative or a branch
of them judicial powers in the last resort. It may possibly also, in some
special cases, be advisable to associate the legislature, or a branch of
it, with the executive, in the exercise of acts of great national importance.
But still the maxim is a good one, and a separation of these powers should
be sought as far as is practicable. I can scarcely imagine that any of the
advocates of the system will pretend, that it was necessary to accumulate
all these powers in the senate. There is a propriety in the senate's possessing
legislative powers. This is the principal end which should be held in view
in their appointment. I need not here repeat what has so often and ably been
advanced on the subject of a division of the legislative power into two branches.
The arguments in favor of it I think conclusive. But I think it equally evident,
that a branch of the legislature should not be invested with the power of
appointing officers. This power in the senate is very improperly lodged for
a number of reasons - These shall be detailed in a future number.
BRUTUS
Antifederalist No. 63
On the Organization and Powers of the Senate - Part II
. . . . The senate is an assembly of 26 members, two from each state; though
the senators are apportioned on the federal plan, they will vote individually.
They represent the states, as bodies politic, sovereign to certain purposes.
The states being sovereign and independent, are all considered equal, each
with the other in the senate. In this we are governed solely by the ideal
equalities of sovereignties; the federal and state governments forming one
whole, and the state governments an essential part, which ought always to
be kept distinctly in view, and preserved. I feel more disposed, on reflection,
to acquiesce in making them the basis of the senate, and thereby to make
it the interest and duty of the senators to preserve distinct, and to perpetuate
the respective, sovereignties they shall represent. . . .
The senate, as a legislative branch, is not large, but as an executive branch
quite too numerous. It is not to be presumed that we can form a genuine
senatorial branch in the United States, a real representation of the aristocracy
and balance in the legislature, any more than we can form a genuine
representation of the people. Could we separate the aristocratical and
democratical interest, compose the senate of the former, and the house of
assembly of the latter, they are too unequal in the United States to produce
a balance. Form them on pure principles, and leave each to be supported by
its real weight and connections, the senate would be feeble and the house
powerful. I say, on pure principles; because I make a distinction between
a senate that derives its weight and influence from a pure source-its numbers
and wisdom, its extensive property, its extensive and permanent connections
-and a senate composed of a few men, possessing small property, and small
and unstable connections, that derives its weight and influence from a corrupt
or pernicious source: that is, merely from the power given it by the constitution
and laws, to dispose of the public offices, and the annexed emoluments, and
by those means to interest officers, and the hungry expectants of offices,
in support of its measures. I wish the proposed senate may not partake too
much of the latter description.
To produce a balance and checks, the constitution proposes two branches in
the legislature. But they are so formed, that the members of both must generally
be the same kind of men-men having similar interests and views, feelings
and connections - men of the same grade in society, and who associate on
all, occasions (probably, if there be any difference, the senators will be
the most democratic.) Senators and representatives thus circumstanced, as
men, though convened in two rooms to make laws, must be governed generally
by the same motives and views, and therefore pursue the same system of politics.
The partitions between the two branches will be merely those of the building
in which they fit. There will not be found in them any of those genuine balances
and checks, among the real different interests, and efforts of the several
classes of men in the community we aim at. Nor can any such balances and
checks be formed in the present condition of the United States in any
considerable degree of perfection. . .
Though I conclude the senators and representatives will not form in the
legislature those balances and checks which correspond with the actual state
of the people, yet I approve of two branches, because we may notwithstanding
derive several advantages from them. The senate, from the mode of its
appointment, will probably be influenced to support the state governments;
and, from its periods of service will produce stability in legislation, while
frequent elections may take place in the other branch. There is generally
a degree of competition between two assemblies even composed of the same
kind of men; and by this, and by means of every law passing a revision in
the second branch, caution, coolness, and deliberation are produced in the
business of making laws. By means of a democratic branch we may particularly
secure personal liberty; and by means of a senatorial branch we may particularly
protect property. By the division, the house becomes the proper body to impeach
all officers for misconduct in office, and the senate the proper court to
try them; and in a country where limited powers must be lodged in the first
magistrate, the senate, perhaps, may be the most proper body to be found
to have a negative upon him in making treaties, and managing foreign affairs.
Though I agree the federal senate, in the form proposed, may be useful to
many purposes, and that it is not very necessary to alter the organization,
modes of appointment, and powers of it in several respects; yet, without
alterations in others, I sincerely believe it will, in a very few years,
become the source of the greatest evils. Some of these alterations, I conceive,
to be absolutely necessary and some of them at least advisable.
1. By the confederation the members of congress are chosen annually. By Art.
1. Sect. 2. of the constitution, the senators shall be chosen for six years.
As the period of service must be, in a considerable degree, matter of opinion
on this head, I shall only make a few observations, to explain why I think
it more advisable to limit it to three or four years.
The people of this country have not been accustomed to so long appointments
in their state governments. They have generally adopted annual elections.
The members of the present congress are chosen yearly, who, from the nature
and multiplicity of their business, ought to be chosen for longer periods
than the federal senators. Men six years in office absolutely contract callous
habits, and cease, in too great a degree, to feel their dependence, and for
the condition of their constituents. Senators continued in offices three
or four years, will be in them longer than any popular erroneous opinions
will probably continue to actuate their electors. Men appointed for three
or four years will generally be long enough in office to give stability,
and amply to acquire political information. By a change of legislators, as
often as circumstances will permit, political knowledge is diffused more
extensively among the people, and the attention of the electors and elected
more constantly kept alive-circumstances of infinite importance in a free
country. Other reasons might be added, but my subject is too extensive to
admit of my dwelling upon less material points.
2. When the confederation was formed, it was considered essentially necessary
that the members of congress should at any time be recalled by their respective
states, when the states should see fit, and others be sent in their room.
I do not think it is less necessary that this principle should be extended
to the members of congress under the new constitution, and especially to
the senators. I have had occasion several times to observe, that let us form
a federal constitution as extensively, and on the best principles in our
power, we must, after all, trust a vast deal to a few men, who, far removed
from their constituents, will administer the federal government. There is
but little danger these men will feel too great a degree of dependence. The
necessary and important object to be attended to, is to make them feel dependent
enough. Men elected for several years, several hundred miles distant from
their states, possessed of very extensive powers, and the means of paying
themselves, will not, probably, be oppressed with a sense of dependence and
responsibility.
The senators will represent sovereignties, which generally have, and always
ought to retain, the power of recalling their agents. The principle of
responsibility is strongly felt in men who are liable to be recalled and
censured for their misconduct; and, if we may judge from experience, the
latter will not abuse the power of recalling their members; to possess it
will at least be a valuable check. It is in the nature of all delegated power,
that the constituents should retain the right to judge concerning the conduct
of their representatives. They must exercise the power, and their decision
itself, their approving or disapproving that conduct implies a right, a power
to continue in office, or to remove from it. But whenever the substitute
acts under a constitution, then it becomes necessary that the power of recalling
him be expressed. The reasons for lodging a power to recall are stronger,
as they respect the senate, than as they respect the representatives. The
latter will be more frequently elected, and changed of course, and being
chosen by the people at large, it would be more difficult for the people
than for the legislatures to take the necessary measures for recalling. But
even the people, if the powers will be more beneficial to them than injurious,
ought to possess it. The people are not apt to wrong a man who is steady
and true to their interests. They may for a while be misled by party
representations, and leave a good man out of office unheard; but every recall
supposes a deliberate decision, and a fair hearing. And no man who believes
his conduct proper, and the result of honest views, will be the less useful
in his public character on account of the examination his actions may be
liable to. A man conscious of the contrary conduct ought clearly to be restrained
by the apprehensions of a trial. I repeat it, it is interested combinations
and factions we are particularly to guard against in the federal government,
and all the rational means that can be put into the hands of the people to
prevent them ought to be provided and furnished for them. Where there is
a power to recall, trusty sentinels among the people, or in the state
legislatures will have a fair opportunity to become useful. If the members
in congress from the states join in such combinations, or favor them, or
pursue a pernicious line of conduct, the most attentive among the people
or in the state legislatures may formally charge them before their constituents.
The very apprehensions of such constitutional charge may prevent many of
the evils mentioned; and the recalling the members of a single state, a single
senator or representative, may often prevent many more. Nor do 1, at present,
discover any danger in such proceedings, as every man who shall move for
a recall will put his reputation at stake, to show he has reasonable grounds
for his motion. It is not probable such motions will be made unless there
be good apparent grounds for succeeding. Nor can the charge or motion be
anything more than the attack of an individual or individuals unless a majority
of the constituents shall see cause to go into the inquiry. Further, the
circumstances of such a power being lodged in the constituents will tend
continually to keep up their watchfulness, as well as the attention and
dependence of the federal senators and representatives.
3. By the confederation it is provided, that no delegate shall serve more
than three years in any term of six years; and thus, by the forms of the
government a rotation of members is produced. A like principle has been adopted
in some of the state governments, and also in some ancient and modern republics.
Whether this exclusion of a man for a given period, after he shall have served
a given time, ought to be ingrafted into a constitution or not is a question,
the proper decision [of which] materially depends upon the leading features
of the government. Some governments are so formed as to produce a sufficient
fluctuation and change of members; in the ordinary course of elections proper
numbers of new members are from time to time brought into the legislature,
and a proportionate number of old ones go out, mix, and become diffused among
the people. This is the case with all numerous representative legislatures,
the members of which are frequently elected, and constantly within the view
of their constituents. This is the case with our state governments, and in
them a constitutional rotation is unimportant. But in a government consisting
of but a few members, elected for long periods, and far removed from the
observation of the people, but few changes in the ordinary course of elections
take place among the members. They become in some measure a fixed body, and
often inattentive to the public good, callous, selfish, and the fountain
of corruption. To prevent these evils, and to force a principle of pure animation
into the federal government, which will be formed much in this last manner
mentioned, and to produce attention, activity, and a diffusion of knowledge
in the community, we ought to establish among others the principle of rotation.
Even good men in office, in time, imperceptibly lose sight of the people,
and gradually fall into measures prejudicial to them. It is only a rotation
among the members of the federal legislature I shall contend for. Judges
and officers at the heads of the judicial and executive departments are in
a very different situation. Their offices and duties require the information
and studies of many years for performing them in a manner advantageous to
the people. These judges and officers must apply their whole time to the
detail business of their offices, and depend on them for their support. Then,
they always act under masters or superiors, and may be removed from office
for misconduct. They pursue a certain round of executive business; their
offices must be in all societies confined to a few men, because but few can
become qualified to fill them. And were they, by annual appointments, open
to the people at large, they are offices of such a nature as to be of no
service to them. They must leave these offices in the possession of the few
individuals qualified to fill them, or have them badly filled. In the judicial
and executive departments also, the body of the people possess a large share
of power and influence, as jurors and subordinate officers, among whom there
are many and frequent rotations. But in every free country the legislatures
are all on a level, and legislation becomes partial whenever, in practice,
it rests for any considerable time in a few hands. It is the true republican
principle to diffuse the power of making the laws among the people and so
to modify the forms of the government as to draw in turn the well informed
of every class into the legislature. To determine the propriety or impropriety
of this rotation, we must take the inconveniencies as well as the advantages
attending it into view. On the one hand by this rotation, we may sometimes
exclude good men from being elected. On the other hand, we guard against
those pernicious connections, which usually grow up among men left to continue
long periods in office. We increase the number of those who make the laws
and return to their constituents; and thereby spread information, and preserve
a spirit of activity and investigation among the people. Hence a balance
of interests and exertions are preserved, and the ruinous measures of actions
rendered more impracticable. I would not urge the principle of rotation,
if I believed the consequence would be an uninformed federal legislature;
but I have no apprehension of this in this enlightened country. The members
of congress, at any one time, must be but very few compared with the respectable
well informed men in the United States; and I have no idea there will be
any want of such men for members of congress, though by a principle of rotation
the constitution should exclude from being elected for two years those federal
legislators, who may have served the four years immediately preceding, or
any four years in the six preceding years. If we may judge from experience
and fair calculations, this principle will never operate to exclude at any
one period a fifteenth part even of those men who have been members of congress.
Though no man can sit in congress by the confederation more than three years
in any term of six years, yet not more than three, four, or five men in any
one state have been made ineligible at any one period. And if a good man
happens to be excluded by this rotation, it is only for a short time. All
things considered, the inconveniencies of the principle must be very
inconsiderable compared with the many advantages of it. It will generally
be expedient for a man who has served four years in congress to return home,
mix with the people, and reside some time with them. This will tend to reinstate
him in the interests, feelings, and views similar to theirs, and thereby
confirm in him the essential qualifications of a legislator. Even in point
of information, it may be observed, the useful information of legislators
is not acquired merely in studies in offices, and in meeting to make laws
from day to day. They must learn the actual situation of the people by being
among them, and when they have made laws, return home and observe how they
operate. Thus occasionally to be among the people, is not only necessary
to prevent or banish the callous habits and self-interested views of office
in legislators, but to afford them necessary information, and to render them
useful. Another valuable end is answered by it, sympathy, and the means of
communication between them and their constituents, is substantially promoted.
So that on every principle legislators, at certain periods, ought to live
among their constituents. Some men of science are undoubtedly necessary in
every legislature; but the knowledge, generally, necessary for men who make
laws, is a knowledge of the common concerns, and particular circumstances
of the people. In a republican government seats in the legislature are highly
honorable. I believe but few do, and surely none ought to, consider them
as places of profit and permanent support. Were the people always properly
attentive, they would, at proper periods, call their lawmakers home, by sending
others in their room. But this is not often the case; and therefore, in making
constitutions, when the people are attentive, they ought cautiously to provide
for those benefits, those advantageous changes in the administration of their
affairs, which they are often apt to be inattentive to in practice. On the
whole, to guard against the evils, and to secure the advantages I have mentioned,
with the greatest degree of certainty, we ought clearly in my opinion, to
increase the federal representation, to secure elections on proper principles,
to establish a right to recall members, and a rotation among them.
THE FEDERAL FARMER
Antifederalist No. 64
On the Organization and Powers of the Senate - Part III
Taken
from the New York Journal, Nov. 22, 1787 by "CINCINNATUS" It
appears to have been written in answer to James Wilson's Antifederalist
# 12)
I
come now, sir, to the most exceptionable part of the Constitution-the
Senate. In this, as in every other part, you [James Wilson of
Pennsylvania] are in the line of your profession Law], and on
that ground assure your fellow citizens, that-"perhaps there
never was a charge made with less reason, than that which predicts
the institution of a baneful aristocracy in the Federal Senate."
And yet your conscience smote you, sir, at the beginning, and
compelled you to prefix a perhaps to this strange assertion.
The senate, you say, branches into two characters-the one legislative
and the other executive. This phraseology is quaint, and the
position does not state the whole truth. I am very sorry, sir,
to be so often obliged to reprehend the suppression of information
at the moment that you stood forth to instruct your fellow citizens,
in what they were supposed not to understand. In this character,
you should have abandoned your professional line, and told them,
not only the truth, but the whole truth. The whole truth then
is, that the same body, called the senate, is vested with legislative,
executive and judicial powers. The two first you acknowledge;
the last is conveyed in these words, sec. 3d.: "The Senate shall
have the sole power to try all impeachments." On this point
then we are to come to issue-whether a senate so constituted
is likely to produce a baneful aristocracy, which will swallow
up the democratic rights and liberties of the nation. To judge
on this question, it is proper to examine minutely into the
constitution and powers of the senate; and we shall then see
with what anxious and subtle cunning it is calculated for the
proposed purpose. 1st. It is removed from the people, being
chosen by the legislatures-and exactly in the ratio of their
removal from the people do aristocratic principles constantly
infect the minds of man. 2nd. They endure, two thirds for four,
and one third for six years, and in proportion to the duration
of power, the aristocratic exercise of it and attempts to extend
it, are invariably observed to increase. 3rd. From the union
of the executive with the legislative functions, they must necessarily
be longer together, or rather constantly assembled; and in proportion
to their continuance together, they will be able to form effectual
schemes for extending their own power, and reducing that of
the democratic branch. If any one would wish to see this more
fully illustrated, let him turn to the history of the Decemviri
in Rome. 4th. Their advice and consent being necessary to the
appointment of all the great officers of state, both at home
and abroad, will enable them to win over any opponents to their
measures in the house of representatives, and give them the
influence which, we see, accompanies this power in England;
and which, from the nature of man, must follow it every where.
5th. The sole power of impeachment being vested in them, they
have it in their power to control the representative in this
democratic right; to screen from punishment, or rather from
conviction, all high offenders, being their creatures, and to
keep in awe all opponents to their power in high office. 6th.
The union established between them and the vice president, who
is made one of the corps, and will therefore be highly animated
with the aristocratic spirit of it, furnishes them a powerful
shield against popular suspicion and inquiry, he being the second
man in the United States who stands highest in the confidence
and estimation of the people. And lastly, the right of altering
or amending money-bills, is a high additional power given them
as a branch of the legislature, which their analogous branch,
in the English parliament, could never obtain because it has
been guarded by the representatives of the people there, with
the most strenuous solicitude as one of the vital principles
of democratic liberty.
Is
a body so vested with means to soften and seduce-so armed with
power to screen or to condemn-so fortified against suspicion
and inquiry-so largely trusted with legislative powers-so independent
of and removed from the people-so tempted to abuse and extend
these powers-is this a body which freemen ought ever to create,
or which freemen can ever endure? Or is it not a monster in
the political creation, which we ought to regard with horror?
Shall we thus forget our own fetters? Shall we set up the idol,
before which we shall soon be obliged, however reluctantly,
to bow? Shall we consent to see a proud aristocracy erect his
domineering crest in triumph over our prostrate liberties?
But
we shall yet see more clearly, how highly favored this senate
has been, by taking a similar view of the representative body.
This body is the true representative of the democratic part
of the system; the shield and defense of the people. . . . Its
transcendent and incommunicable power of impeachment-that high
source of its dignity and control-in which alone the majesty
of the people feels his sceptre, and bears aloft his fasces-is
rendered ineffectual, by its being triable before its rival
branch, the senate, the patron and prompter of the measures
against which it is to sit in judgment. It is therefore most
manifest, that from the very nature of the constitution the
right of impeachment apparently given, is really rendered ineffectual.
And this is contrived with so much art, that to discover it
you must bring together various and distant parts of the constitution,
or it will not strike the examiner, that the same body that
advises the executive measures of government which are usually
the subject of impeachment, are the sole judges on such impeachments.
They must therefore be both party and judge, and must condemn
those who have executed what they advised. Could such a monstrous
absurdity have escaped men who were not determined, at all events,
to vest all power in this aristocratic body? Is it not plain,
that the senate is to be exalted by the humiliation of the democracy?
A democracy which, thus bereft of its powers, and shorn of its
strength, will stand a melancholy monument of popular impotence.
. . .
"When
the legislative and executive powers are united in the same
person, or in the same corps," [says Montesquieu] "there can
be no liberty. Because, it may be feared, that the same monarch
or senate will make tyrannical laws, that they may execute them
tyrannically." I am aware that this great man is speaking of
a senate being the whole legislature; whereas the one before
us is but a branch of the proposed legislature. But still the
reason applies, inasmuch as the legislative power of the senate
will enable it to negative all bills that are meant to control
the executive; and from being secure of preventing any abridgment,
they can watch every pliant hour of the representative body
to promote an enlargement of the executive powers. One thing
at least is certain, that by making this branch of the legislature
participant in the executive, you not only prevent the legislature
from being a check upon the executive, but you inevitably prevent
its being checked or controlled by the other branch.
To
the authority of Montesquieu, I shall add that of Mr. De Lolme,
whose disquisition on government is allowed to be deep, solid,
and ingenious. . . . "It is not only necessary," [says he] "to
take from the legislature the executive power which would exempt
them from the laws; but they should not have even a hope of
being ever able to arrogate to themselves that power." To remove
this hope from their expectation, it would have been proper,
not only to have previously laid down, in a declaration of rights,
that these powers should be forever separate and incommunicable;
but the frame of the proposed constitution should have had that
separation religiously in view, through all its parts. It is
manifest this was not the object of its framers; but, that on
the contrary there is a studied mixture of them in the senate
as necessary to erect it into that potent aristocracy which
it must infallibly produce. In pursuit of this daring object,
than which no greater calamity can be brought upon the people,
another egregious error in constitutional principles is committed.
I mean that of dividing the executive powers between the senate
and president. Unless more harmony and less ambition should
exist between these two executives than ever yet existed between
men in power, or than can exist while human nature is as it
is, this absurd division must be productive of constant contentions
for the lead, must clog the execution of government to a mischievous,
and sometimes to a disgraceful degree; and if they should unhappily
harmonize in the same objects of ambition, their number and
their combined power would preclude all fear of that responsibility,
which is one of the great securities of good, and restraints
on bad governments. Upon these principles Mr. DeLolme has foreseen
that "the effect of a division of the executive power is the
establishment of absolute power in one of continual contention;"
he therefore lays it down, as a general rule . . . "for the
tranquility of the state it is necessary that the executive
power should be in one." I will add, that this singlehood of
the executive is indispensably necessary to effective execution,
as well as to the responsibility and rectitude of him to whom
it is entrusted.
By
this time I hope it is evident from reason and authority, that
in the constitution of the senate there is much cunning and
little wisdom; that we have much to fear from it, and little
to hope, and then it must necessarily produce a baneful aristocracy,
by which the democratic rights of the people will be overwhelmed.
It
was probably upon this principle that a member of the convention,
of high and unexceeded reputation for wisdom and integrity,
is said to have emphatically declared, that he would sooner
lose his right hand, than put his name to such a constitution.
Antifederalist No. 65
On the Organization and Powers of the Senate - Part IV
(by Gilbert Livingston and John Lansing delivered on June 24, 1788 to the
New York ratifying convention)
Mr. G[ilbert] LIVINGSTON rose, and addressed the chair.
He, in the first place, considered the importance of the Senate as a branch
of the legislature, in three points of view:-
First, they would possess legislative powers coextensive with those of the
House of Representatives except with respect to originating revenue laws;
which, however, they would have power to reject or amend, as in the case
of other bills. Secondly, they would have an importance, even exceeding that
of the representative house, as they would be composed of a smaller number,
and possess more firmness and system. Thirdly, their consequence and dignity
would still further transcend those of the other branch, from their longer
continuance in office. These powers, Mr. Livingston contended, rendered the
Senate a dangerous body.
He went on, in the second place, to enumerate and animadvert on the powers
with which they were clothed in their judicial capacity, and in their capacity
of council to the President, and in the forming of treaties. In the last
place, as if too much power could not be given to this body, they were made,
he said, a council of appointment, by whom ambassadors and other officers
of state were to be appointed. These are the powers, continued he, which
are vested in this small body of twenty-six men; in some cases, to be exercised
by a bare quorum, which is fourteen; a majority of which number, again, is
eight. What are the checks provided to balance this great mass of power?
Our present Congress cannot serve longer than three years in six: they are
at any time subject to recall. These and other checks were considered as
necessary at a period which I choose to honor with the name of virtuous.
Sir, I venerate the spirit with which every thing was done at the trying
time in which the Confederation was formed. America had then a sufficiency
of this virtue to resolve to resist perhaps the first nation in the universe,
even unto bloodshed. What was her aim? Equal liberty and safety. What ideas
had she of this equal liberty? Read them in her Articles of Confederation.
True it is, sir, there are some powers wanted to make this glorious compact
complete. But, sir, let us be cautious that we do not err more on the other
hand, by giving power too profusely, when, perhaps, it will be too late to
recall it. Consider, sir, the great influence which this body, armed at all
points, will have. What will be the effect of this? Probably a security of
their reelection, as long as they please. Indeed, in my view, it will amount
nearly to an appointment for life. What will be their situation in a federal
town? Hallowed ground! Nothing so unclean as state laws to enter there,
surrounded, as they will be, by an impenetrable wall of adamant and gold,
the wealth of the whole country flowing into it. [Here a member, who did
not fully understand, called out to know what WALL the gentleman meant; on
which be turned, and replied, "A wall of gold-of adamant, which will flow
in from all parts of the continent." At which flowing metaphor, a great laugh
in the house.] The gentleman continued: Their attention to their various
business will probably require their constant attendance. In this Eden will
they reside with their families, distant from the observation of the people.
In such a situation, men are apt to forget their dependence, lose their sympathy,
and contract selfish habits. Factions are apt to be formed, if the body becomes
permanent. The senators will associate only with men of their own class,
and thus become strangers to the condition of the common people. They should
not only return, and be obliged to live with the people, but return to their
former rank of citizenship, both to revive their sense of dependence, and
to gain a knowledge of the country. This will afford opportunity to bring
forward the genius and information of the states, and will be a stimulus
to acquire political abilities. It will be the means of diffusing a more
general knowledge of the measures and spirit of the administration. These
things will confirm the people's confidence in government. When they see
those who have been high in office residing among them as private citizens,
they will feel more forcibly that the government is of their own choice.
The members of this branch having the idea impressed on their minds, that
they are soon to return to the level whence the suffrages of the people raised
them,-this good effect will follow: they will consider their interests as
the same with those of their constituents, and that they legislate for themselves
as well as others. They will not conceive themselves made to receive, enjoy,
and rule, nor the people solely to earn, pay, and submit.
Mr. Chairman, I have endeavored, with as much perspicuity and candor as I
am master of, shortly to state my objections to this clause. I would wish
the committee to believe that they are not raised for the sake of opposition,
but that I am very sincere in my sentiments in this important investigation.
The Senate, as they are now constituted, have little or no check on them.
Indeed, sir, too much is put into their hands. When we come to that part
of the system which points out their powers, it will be the proper time to
consider this subject more particularly.
I think, sir, we must relinquish the idea of safety under this government,
if the time for services is not further limited, and the power of recall
[not] given to the state legislatures. I am strengthened in my opinion by
an observation made yesterday, by an honorable member from New York, to this
effect"that there should be no fear of corruption of the members in the House
of Representatives; especially as they are, in two years, to return to the
body of the people." I therefore move that the committee adopt the following
resolution, as an amendment to this clause:-
"Resolved, That no person shall be eligible as a senator for more than six
years in any term of twelve years, and that it shall be in the power of the
legislatures of the several states to recall their senators, or either of
them, and to elect others in their stead, to serve for the remainder of the
time for which such senator or senators, so recalled, were appointed."
Hon. Mr. [John] LANSING. I beg the indulgence of the committee, while I offer
some reasons in support of the motion just made; in doing which, I shall
confine myself to the point, and shall hear with attention, and examine with
candor, the objections which may be opposed to it. . .
Sir, I am informed by gentlemen who have been conversant in public affairs,
and who have had seats in Congress, that there have been, at different times,
violent parties in that body-an evil that a change of members has contributed,
more than any other thing, to remedy. If, therefore, the power of recall
should be never exercised, if it should have no other force than that of
a check to the designs of the bad, and to destroy party spirit, certainly
no harm, but much good, may result from adopting the amendment. If my information
be true, there have been parties in Congress which would have continued to
this day, if the members had not been removed. No inconvenience can follow
from placing the powers of the Senate on such a foundation as to make them
feel their dependence. It is only a check calculated to make them more attentive
to the objects for which they were appointed. Sir, I would ask, Is there
no danger that the members of the Senate will sacrifice the interest of their
state to their own private views? Every man in the United States ought to
look with anxious concern to that body. Their number is so exceedingly small,
that they may easily feel their interests distinct from those of the community.
This smallness of number also renders them subject to a variety of accidents,
that may be of the highest disadvantage. If one of the members is sick, or
if one or both are prevented occasionally from attending, who are to take
care of the interests of their state?
Sir, we have frequently observed that deputies have been appointed for certain
purposes, who have not punctually attended to them, when it was necessary.
Their private concerns may often require their presence at home. In what
manner is this evil to be corrected? The amendment provides a remedy. It
is the only thing which can give the states a control over the Senate. It
will be said, there is a power in Congress to compel the attendance of absent
members; but will the members from the other states be solicitous to compel
such attendance, except to answer some particular view, or promote some interest
of their own? If it be the object of the senators to protect the sovereignty
of their several states, and if, at any time, it be the design of the other
states to make encroachments on the sovereignty of any one state, will it
be for their interest to compel the members from this state to attend, in
order to oppose and check them? This would be strange policy indeed....
Sir, it is true there have been no instances of the success of corruption
under the old Confederation; and may not this be attributed to the power
of recall, which has existed from its first formation? It has operated
effectually, though silently. It has never been exercised, because no great
occasion has offered. The power has by no means proved a discouragement to
individuals, in serving their country. A seat in Congress has always been
considered a distinguished honor, and a favorite object of ambition. I believe
no public station has been sought with more avidity. If this power has existed
for so many years, and through so many scenes of difficulty and danger, without
being exerted, may it not be rationally presumed that it never will be put
in execution, unless the indispensable interest of a state shall require
it? I am perfectly convinced that, in many emergencies, mutual concessions
are necessary and proper; and that, in some instances, the smaller interests
of the states should be sacrificed to great national objects. But when a
delegate makes such sacrifices as tend to political destruction or to reduce
sovereignty to subordination, his state ought to have the power of defeating
his design, and reverting to the people. It is observed, that the appropriation
of money is not in the power of the Senate alone; but, sir, the exercise
of certain powers, which constitutionally and necessarily involve the disposal
of money, belongs to the Senate. They have, therefore, a right of disposing
of the property of the United States. If the Senate declare war, the lower
house must furnish the supplies.
It is further objected to this amendment, that it will restrain the people
from choosing those who are most deserving of their suffrages, and will thus
be an abridgment of their rights. I cannot suppose this last inference naturally
follows. The rights of the people will be best supported by checking, at
a certain point, the current of popular favor, and preventing the establishment
of an influence which may leave to elections little more than the form of
freedom. The Constitution of this state says, that no man shall hold the
office of sheriff or coroner beyond a certain period. Does any one imagine
that the rights of the people are infringed by this provision? The gentlemen,
in their reasoning on the subject of corruption, seem to set aside experience
and to consider the Americans as exempt from the common vices and frailties
of human nature. It is unnecessary to particularize the numerous ways in
which public bodies are accessible to corruption. The poison always finds
a channel, and never wants an object. Scruples would be impertinent arguments
would be in vain, checks would be useless, if we were certain our rulers
would be good men; but for the virtuous government is not instituted. Its
object is to restrain and punish vice; and all free constitutions are for
with two views-to deter the governed from crime, and the governors from tyranny.
Antifederalist No. 66
From North Carolina
Mr. JOSEPH TAYLOR objected to the provision made for impeaching. He urged
that there could be no security from it, as the persons accused were triable
by the Senate, who were a part of the legislature themselves; that, while
men were fallible, the senators were liable to errors, especially in a case
where they were concerned themselves. . . .
Mr. [Timothy] BLOODWORTH wished to be informed, whether this sole power of
impeachment, given to the House of Representatives, deprived the state of
the power of impeaching any of its members. . . .
Mr. JOSEPH TAYLOR. Mr. Chairman, the objection is very strong. If there be
but one body to try, where are we? If any tyranny or oppression should arise,
how are those who perpetrated such oppression to be tried and punished? By
a tribunal consisting of the very men who assist in such tyranny. Can any
tribunal be found, in any community, who will give judgment against their
own actions? Is it the nature of man to decide against himself? I am obliged
to the worthy member from New Hanover for assisting me with objections. None
can impeach but the representatives; and the impeachments are to be determined
by the senators, who are one of the branches of power which we dread under
this Constitution.... the words "sole power of impeachment" were so general,
and might admit of such a latitude of construction, as to extend to every
legislative member upon the continent, so as to preclude the representatives
of the different states from impeaching....
Mr. [William] PORTER wished to be informed, if every officer, who was a creature
of that Constitution, was to be tried by the Senate-whether such officers,
and those who had complaints against them, were to go from the extreme parts
of the continent to the seat of government, to adjust disputes. . . .
Mr. J. TAYLOR. Mr. Chairman, I conceive that, if this Constitution be adopted,
we shall have a large number of officers in North Carolina under the appointment
of Congress. We shall undoubtedly, for instance, have a great number of
tax-gatherers. If any of these officers shall do wrong, when we come to
fundamental principles, we find that we have no way to punish them but by
going to Congress, at an immense distance, whither we must carry our witnesses.
Every gentlemen must see, in these cases, that oppressions will arise. I
conceive that they cannot be tried elsewhere. I consider that the Constitution
will be explained by the word "sole." If they did not mean to retain a general
power of impeaching, there was no occasion for saying the "sole power." I
consider therefore that oppressions will arise. If I am oppressed, I must
go to the House of Representatives to complain. I consider that, when mankind
are about to part with rights, they ought only to part with those rights
which they can with convenience relinquish, and not such as must involve
them in distresses....
I observe that, when these great men are met in Congress, in consequence
of this power, they will have the power of appointing all the officers of
the United States. My experience in life shows me that the friends of the
members of the legislature will get the offices. These senators and members
of the House of Representatives will appoint their friends to all offices.
These officers will be great men, and they will have numerous deputies under
them. The receiver-general of the taxes of North Carolina must be one of
the greatest men in the country. Will he come to me for his taxes? No. He
will send his deputy, who will have special instructions to oppress me. How
am I to be redressed? I shall be told that I must go to Congress, to get
him impeached. This being the case, whom am I to impeach? A friend of the
representatives of North Carolina. For, unhappily for us, these men will
have too much weight for us; they will have friends in the government who
will be inclined against us, and thus we may be oppressed with impunity.
Antifederalist No. 67
Various Fears Concerning the Executive Department
From the "CATO" letters of George Clinton, taken from The New-York Journal
of November 8, 1787.
I shall begin with observations on the executive branch of this new system;
and though it is not the first in order, as arranged therein, yet being the
chief, is perhaps entitled by the rules of rank to the first consideration.
The executive power as described in the 2d article, consists of a president
and vice- president, who are to hold their offices during the term of four
years; the same article has marked the manner and time of their election,
and established the qualifications of the president; it also provides against
the removal, death, or inability of the president and vice- president - regulates
the salary of the president, delineates his duties and powers; and, lastly,
declares the causes for which the president and vice-president shall be removed
from office.
Notwithstanding the great learning and abilities of the gentlemen who composed
the convention, it may be here remarked with deference, that the construction
of the first paragraph of the first section of the second article is vague
and inexplicit, and leaves the mind in doubt as to the election of a president
and vice-president, after the expiration of the election for the first term
of four years; in every other case, the election of these great officers
is expressly provided for; but there is no explicit provision for their election
which is to set this political machine in motion; no certain and express
terms as in your state constitution, that statedly once in every four years,
and as often as these offices shall become vacant, by expiration or otherwise,
as is therein expressed, an election shall be held as follows, etc.; this
inexplicitness perhaps may lead to an establishment for life.
It is remarked by Montesquieu, in treating of republics, that in all
magistracies, the greatness of the power must be compensated by the brevity
of the duration, and that a longer time than a year would be dangerous. It
is, therefore, obvious to the least intelligent mind to account why great
power in the hands of a magistrate, and that power connected with considerable
duration, may be dangerous to the liberties of a republic. The deposit of
vast trusts in the hands of a single magistrate enables him in their exercise
to create a numerous train of dependents. This tempts his ambition, which
in a republican magistrate is also remarked, to be pernicious, and the duration
of his office for any considerable time favors his views, gives him the means
and time to perfect and execute his designs; he therefore fancies that he
may be great and glorious by oppressing his fellow citizens, and raising
himself to permanent grandeur on the ruins of his country. And here it may
be necessary to compare the vast and important powers of the president, together
with his continuance in office, with the foregoing doctrine-his eminent
magisterial situation will attach many adherents to him, and he will be
surrounded by expectants and courtiers. His power of nomination and influence
on all appointments; the strong posts in each state comprised within his
superintendence, and garrisoned by troops under his direction; his control
over the army, militia, and navy; the unrestrained power of granting pardons
for treason, which may be used to screen from punishment those whom he had
secretly instigated to commit the crime, and thereby prevent a discovery
of his own guilt; his duration in office for four years-these, and various
other principles evidently prove the truth of the position, that if the president
is possessed of ambition, he has power and time sufficient to ruin his country.
Though the president, during the sitting of the legislature, is assisted
by the senate, yet he is without a constitutional council in their recess.
He will therefore be unsupported by proper information and advice, and will
generally be directed by minions and favorites, or a council of state will
grow out of the principal officers of the great departments, the most dangerous
council in a free country. . . . The language and the manners of this court
will be what distinguishes them from the rest of the community, not what
assimilates them to it; and in being remarked for a behavior that shows they
are not meanly born, and in adulation to people of fortune and power.
The establishment of a vice-president is as unnecessary as it is dangerous.
This officer, for want of other employment, is made president of the senate,
thereby blending the executive and legislative powers, besides always giving
to some one state, from which he is to come, an unjust pre-eminence.
It is a maxim in republics that the representative of the people should be
of their immediate choice; but by the manner in which the president is chosen,
he arrives to this office at the fourth or fifth hand. Nor does the highest
vote, in the way he is elected, determine the choice-for it is only necessary
that he should be taken from the highest of five, who may have a plurality
of votes. . . .
And wherein does this president, invested with his powers and prerogatives,
essentially differ from the king of Great Britain (save as to name, the creation
of nobility, and some immaterial incidents, the offspring of absurdity and
locality)? The direct prerogatives of the president, as springing from his
political character, are among the following: It is necessary, in order to
distinguish him from the rest of the community, and enable him to keep, and
maintain his court, that the compensation for his services, or in other words,
his revenue, should be such as to enable him to appear with the splendor
of a prince. He has the power of receiving ambassadors from, and a great
influence on their appointments to foreign courts; as also to make treaties,
leagues, and alliances with foreign states, assisted by the Senate, which
when made becomes the supreme law of land. He is a constituent part of the
legislative power, for every bill which shall pass the House of Representatives
and Senate is to be presented to him for approbation. If he approves of it
he is to sign it, if he disapproves he is to return it with objections, which
in many cases will amount to a complete negative; and in this view he will
have a great share in the power of making peace, coining money, etc., and
all the various objects of legislation, expressed or implied in this
Constitution. For though it may be asserted that the king of Great Britain
has the express power of making peace or war, yet he never thinks it prudent
to do so without the advice of his Parliament, from whom be is to derive
his support -and therefore these powers, in both president and king, are
substantially the same. He is the generalissimo of the nation, and of course
has the command and control of the army, navy and militia; he is the general
conservator of the peace of the union-he may pardon all offenses, except
in cases of impeachment, and the principal fountain of all offices and
employments. Will not the exercise of these powers therefore tend either
to the establishment of a vile and arbitrary aristocracy or monarchy? The
safety of the people in a republic depends on the share or proportion they
have in the government; but experience ought to teach you, that when a man
is at the head of an elective government invested with great powers, and
interested in his re-election, in what circle appointments will be made;
by which means an imperfect aristocracy bordering on monarchy may be established.
You must, however, my countrymen, beware that the advocates of this new system
do not deceive you by a fallacious resemblance between it and your own state
government [New York] which you so much prize; and, if you examine, you will
perceive that the chief magistrate of this state is your immediate choice,
controlled and checked by a just and full representation of the people, divested
of the prerogative of influencing war and peace, making treaties, receiving
and sending embassies, and commanding standing armies and navies, which belong
to the power of the confederation, and will be convinced that this government
is no more like a true picture of your own than an Angel of Darkness resembles
an Angel of Light.
CATO
Antifederalist No. 68
On the Mode of Electing the President
From a speech by William Grayson given to the Virginia ratifying convention
on June 18, 1788.
Mr. [William] GRAYSON. Mr. Chairman, one great objection with me is this:
If we advert to..... [the] democratical, aristocratical, or executive branch,
we shall find their powers are perpetually varying and fluctuating throughout
the whole. Perhaps the democratic branch would be well constructed, were
it not for this defect. The executive is still worse, in this respect, than
the democratic branch. He is to be elected by a number of electors in the
country; but the principle is changed when no person has a majority of the
whole number of electors appointed, or when more than one have such a majority,
and have an equal number of votes; for then the lower house is to vote by
states. It is thus changing throughout the whole. It seems rather founded
on accident than any principle of government I ever heard of. We know that
there scarcely ever was an election of such an officer without the interposition
of foreign powers. Two causes prevail to make them intermeddle in such cases:-one
is, to preserve the balance of power; the other, to preserve their trade.
These causes have produced interferences of foreign powers in the election
of the king of Poland. All the great powers of Europe have interfered in
an election which took place not very long ago, and would not let the people
choose for themselves. We know how much the powers of Europe have interfered
with Sweden. Since the death of Charles XII, that country has been a republican
government. Some powers were willing it should be so; some were willing her
imbecility should continue; others wished the contrary; and at length the
court of France brought about a revolution, which converted it into an absolute
government. Can America be free from these interferences? France, after losing
Holland, will wish to make America entirely her own. Great Britain will wish
to increase her influence by a still closer connection. It is the interest
of Spain, from the contiguity of her possessions in the western hemisphere
to the United States, to be in an intimate connection with them, and influence
their deliberations, if possible. I think we have every thing, to apprehend
from such interferences. It is highly probable the President will be continued
in office for life. To gain his favor, they will support him. Consider the
means of importance he will have by creating officers. If he has a good
understanding with the Senate, they will join to prevent a discovery of his
misdeeds. . . .
This quadrennial power cannot be justified by ancient history. There is hardly
an instance where a republic trusted its executive so long with much power;
nor is it warranted by modern republics. The delegation of power is, in most
of them, only for one year.
When you have a strong democratical and a strong aristocratical branch, you
may have a strong executive. But when those are weak, the balance will not
be preserved, if you give the executive extensive powers for so long a time.
As this government is organized, it would be dangerous to trust the President
with such powers. How will you punish him if he abuse his power? Will you
call him before the Senate? They are his counsellors and partners in crime.
Where are your checks? We ought to be extremely cautious in this country.
If ever the government be changed, it will probably be into a despotism.
The first object in England was to destroy the monarchy; but the aristocratic
branch restored him, and of course the government was organized on its ancient
principles. But were a revolution to happen here, there would be no means
of restoring the government to its former organization. This is a caution
to us not to trust extensive powers. I have an extreme objection to the mode
of his election. I presume the seven Eastern States will always elect him.
As he is vested with the power of making treaties, and as there is a material
distinction between the carrying and productive states, the former will be
disposed to have him to themselves. He will accommodate himself to their
interests in forming treaties, and they will continue him perpetually in
office. Thus mutual interest will lead them reciprocally to support one another.
It will be a government of a faction, and this observation will apply to
every part of it; for, having a majority, they may do what they please. I
have made an estimate which shows with what facility they will be able to
reelect him. The number of electors is equal to the number of representatives
and senators; viz., ninety-one. They are to vote for two persons. They give,
therefore, one hundred and eighty-two votes. Let there be forty-five votes
for four different candidates, and two for the President. He is one of the
five highest, if he have but two votes, which he may easily purchase. In
this case, by the 3d clause of the lst section of the 2d article, the election
is to be by the representatives, according to states. Let New Hampshire be
for him,-a majority of its . . . . .
3 representatives is 2
Rhode Island 1 1
Connecticut 5 3
New Jersey 4 3
Delaware 1 1
Georgia 3 2
North Carolina 5 3
A majority of seven states is 15
Thus the majority of seven states is but
15, while the minority amounts to 50.
The total number of voices (91 electors and 65 representatives) is . . 156
Voices in favor of the President
are, 2 state electors and 15 representatives ..... 17
139
So that the President may be reelected by the voices of 17 against 139.
It may be said that this is an extravagant case, and will never happen. In
my opinion, it will often happen. A person who is a favorite of Congress,
if he gets but two votes of electors, may, by the subsequent choice of 15
representatives, be elected President. Surely the possibility of such a case
ought to be excluded.
(Confused?
Click Here for an Explanation.)
Antifederalist No. 69
The Character of the Executive Office
by Richard Henry Lee
The great object is, in a republican government, to guard effectually against
perpetuating any portion of power, great or small, in the same man or family.
This perpetuation of power is totally uncongenial to the true spirit of
republican governments. On the one hand the first executive magistrate ought
to remain in office so long as to avoid instability in the execution of the
laws; on the other, not so long as to enable ]him to take any measures to
establish himself. The convention, it seems, first agreed that the president
should be chosen for seven years, and never after to be eligible. Whether
seven years is a period too long or not, is rather a matter of opinion; but
clear it is, that this mode is infinitely preferable to the one finally adopted.
When a man shall get the chair, who may be reelected from time to time, for
life, his greatest object will be to keep it; to gain friends and votes,
at any rate; to associate some favorite son with himself, to take office
after him. Whenever he shall have any prospect of continuing the office in
himself and family, he will spare no artifice, no address, and no exertions,
to increase the powers and importance of it. The servile supporters of his
wishes will be placed in all offices, and tools constantly employed to aid
his views and sound his praise. A man so situated will have no permanent
interest in the government to lose, by contests and convulsions in the state;
but always much to gain, and frequently the seducing and flattering hope
of succeeding. If we reason at all on the subject, we must irresistibly conclude
that this will be the case with nine tenths of the presidents. We may have,
for the first president, and perhaps, one in a century or two afterwards
(if the government should withstand the attacks of others) a great and good
man, governed by superior motives; but these are not events to be calculated
upon in the present state of human nature. A man chosen to this important
office for a limited period and always afterwards rendered, by the constitution,
ineligible, will be governed by very different considerations. He can have
no rational hopes or expectations of retaining his office after the expiration
of a known limited time, or of continuing the office in his family, as by
the constitution there must be a constant transfer of it from one man to
another, and consequently from one family to another. No man will wish to
be a mere cypher at the bead of the government. The great object of each
president then will be to render his government a glorious period in the
annals of his country. When a man constitutionally retires from office, he
retires without pain; he is sensible he retires because the laws direct it,
and not from the success of his rivals, nor with that public disapprobation
which being left out, when eligible, implies. It is said that a man knowing
that at a given period he must quit his office, will unjustly attempt to
take from the public, and lay in store the means of support and splendor
in his retirement. There can, I think, be but very little in this observation.
The same constitution that makes a man eligible for a given period only,
ought to make no man eligible till he arrive to the age of forty or forty-five
years. If he be a man of fortune, be will retire with dignity to his estate;
if not, he may, like the Roman consuls, and other eminent characters in
republics, find an honorable support and employment in some respectable office.
A man who must, at all events, thus leave his office, will have but few or
no temptations to fill its dependent offices with his tools, or any particular
set of men; whereas the man constantly looking forward to his future elections,
and perhaps, to the aggrandizement of his family, will have every inducement
before him to fill all places with his own props and dependents. As to public
monies, the president need handle none of them, and he may always rigidly
be made to account for every shilling he shall receive.
On the whole, it would be, in my opinion, almost as well to create a limited
monarchy at once, and give some family permanent power and interest in the
community, and let it have something valuable to itself to lose in convulsions
in the state, and in attempts of usurpation, as to make a first magistrate
eligible for life, and to create hopes and expectations in him and his family
of obtaining what they have not. In the latter case, we actually tempt them
to disturb the state, to foment struggles and contests, by laying before
them the flattering prospect of gaining much without risking anything.
The constitution provides only that the president shall hold his office during
the term of four years; that, at most, only implies, that one shall be chosen
every fourth year. It also provides that in case of the removal, death,
resignation, or inability, both of the president and vice-president, congress
may declare what officer shall act as president; and that such officers shall
act accordingly, until the disability be removed, or a president shall be
elected. It also provides that congress may determine the time of choosing
electors, and the day on which they shall give their votes. Considering these
clauses together, I submit this question-whether in case of a vacancy in
the office of president, by the removal, death, resignation, or inability
of the president and vice president, and congress should declare that a certain
officer, as secretary of foreign affairs, for instance, shall act as president,
and suffer such officer to continue several years, or even for his life,
to act as president, by omitting to appoint the time for choosing electors
of another president, it would be any breach of the constitution? There appears
to me to be an intended provision for supplying the office of president-not
only for any remaining portion of the four years, but in cases of emergency-until
another president shall be elected. . . . [But] we do not know that it is
impossible; we do not know that it is improbable, in case a popular officer
should thus be declared the acting president, that he might continue for
life, and without any violent act, but merely by neglects and delays on the
part of congress. . .
THE FEDERAL FARMER
Antifederalist No. 70
The Powers and Dangerous Potentials of His Elected Majesty
AN OLD WHIG's" essay from The New-York Journal of December 11, 1787.
.... In the first place the office of president of the United States appears
to me to be clothed with such powers as are dangerous. To be the fountain
of all honors in the United States-commander in chief of the army, navy,
and militia; with the power of making treaties and of granting pardons; and
to be vested with an authority to put a negative upon all laws, unless two
thirds of both houses shall persist in enacting it, and put their names down
upon calling the yeas and nays for that purpose-is in reality to be a king,
as much a king as the king of Great Britain, and a king too of the worst
kind: an elective king. If such powers as these are to be trusted in the
hands of any man, they ought, for the sake of preserving the peace of the
community, at once to be made hereditary. Much as I abhor kingly government,
yet I venture to pronounce, where kings are admitted to rule they should
most certainly be vested with hereditary power. The election of a king whether
it be in America or Poland, will be a scene of horror and confusion; and
I am perfectly serious when I declare, that, as a friend to my country, I
shall despair of any happiness in the United States until this office is
either reduced to a lower pitch of power, or made perpetual and hereditary.
When I say that our future president will be as much a king as the king of
Great Britain, I only ask of my readers to look into the constitution of
that country, and then tell me what important prerogative the king of Great
Britain is entitled to which does not also belong to the president during
his continuance in office. The king of Great Britain, it is true, can create
nobility which our president cannot; but our president will have the power
of making all the great men, which comes to the same thing. All the difference
is, that we shall be embroiled in contention about the choice of the man,
while they are at peace under the security of an hereditary succession. To
be tumbled headlong from the pinnacle of greatness and be reduced to a shadow
of departed royalty, is a shock almost too great for human nature to endure.
It will cost a man many struggles to resign such eminent powers, and ere
long, we shall find some one who will be very unwilling to part with them.
Let us suppose this man to be a favorite with his army, and that they are
unwilling to part with their beloved commander in chief-or to make the thing
familiar, let us suppose a future president and commander in chief adored
by his army and the militia to as great a degree as our late illustrious
commander in chief; and we have only to suppose one thing more, that this
man is without the virtue, the moderation and love of liberty which possessed
the mind of our late general-and this country will be involved at once in
war and tyranny. So far is it from its being improbable that the man who
shall hereafter be in a situation to make the attempt to perpetuate his own
power, should want the virtues of General Washington, that it is perhaps
a chance of one hundred millions to one that the next age will not furnish
an example of so disinterested a use of great power. We may also suppose,
without trespassing upon the bounds of probability, that this man may not
have the means of supporting, in private life, the dignity of his former
station; that like Caesar, he may be at once ambitious and poor, and deeply
involved in debt. Such a man would die a thousand deaths rather than sink
from the heights of splendor and power, into obscurity and wretchedness.
We are certainly about giving our president too much or too little; and in
the course of less than twenty years we shall find that we have given him
enough to enable him to take all. It would be infinitely more prudent to
give him at once as much as would content him, so that we might be able to
retain the rest in peace, for if once power is seized by violence, not the
least fragment of liberty will survive the shock. I would therefore advise
my countrymen seriously to ask themselves this question: Whether they are
prepared to receive a king? If they are, to say so at once, and make the
kingly office hereditary; to frame a constitution that should set bounds
to his power, and, as far as possible, secure the liberty of the subject.
If we are not prepared to receive a king, let us call another convention
to revise the proposed constitution, and form it anew on the principles of
a confederacy of free republics; but by no means, under pretense of a republic,
to lay the foundation for a military government, which is the worst of all
tyrannies.
AN OLD WHIG
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